-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CZwRQ4Uu58aYajZgzE/pVCIN+8nU+ZD6bdAcuydSA5wUaZJq0uU3tmY6hTsZ62KL I791U1qCd4goDBFNunk9Rw== 0000912057-02-003080.txt : 20020414 0000912057-02-003080.hdr.sgml : 20020414 ACCESSION NUMBER: 0000912057-02-003080 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020129 GROUP MEMBERS: DOMINIC K.K. SUM GROUP MEMBERS: OPELLA HOLDINGS LIMITED SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CORVU CORP CENTRAL INDEX KEY: 0001103341 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 411457090 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60219 FILM NUMBER: 02520123 BUSINESS ADDRESS: STREET 1: 3400 W 66TH ST STREET 2: STE 445 CITY: EDINA STATE: MN ZIP: 55435 BUSINESS PHONE: 9529447777 MAIL ADDRESS: STREET 1: 3400 W. 66TH ST STREET 2: SUITE 445 CITY: EDINA STATE: MN ZIP: 55435 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MACINTOSH JUSTIN M CENTRAL INDEX KEY: 0001132697 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 3400 WEST 66TH ST. CITY: EDINA STATE: MN ZIP: 55435 BUSINESS PHONE: 9529447777 MAIL ADDRESS: STREET 1: 3400 WEST 66TH ST. CITY: EDINA STATE: MN ZIP: 55435 SC 13G/A 1 a2068971zsc13ga.txt SCHD_13G_1299 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* CorVu Corporation - ------------------------------------------------------------------------------- (Name of Issuer) Common Stock - ------------------------------------------------------------------------------- (Title of Class of Securities) 221011 10 9 ------------------------------------------------------- (CUSIP Number) December 31, 2001 ------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 6 Pages SCHEDULE 13G CUSIP NO. 221011 10 9 PAGE 2 OF 6 PAGES - ------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Justin M. MacIntosh - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (SEE INSTRUCTIONS)* (b) / / *Joint Filing - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Australia - ------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 1,704,981 (includes 988,970 shares which may OWNED BY be purchased upon exercise of currently EACH exercisable options or warrants). REPORTING -------------------------------------------------- PERSON 6 SHARED VOTING POWER WITH 8,538,293 (includes 762,316 shares which may be purchased upon exercise of currently exercisable warrants). -------------------------------------------------- 7 SOLE DISPOSITIVE POWER 1,704,981 (includes 988,970 shares which may be purchased upon exercise of currently exercisable options or warrants). -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 8,538,293 (includes 762,316 shares which may be purchased upon exercise of currently exercisable warrants). - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 10,243,274 (includes 1,751,286 shares which may be purchased upon exercise of currently exercisable options or warrants). - ------------------------------------------------------------------------------- 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES / / (SEE INSTRUCTIONS) - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 46.3% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - ------------------------------------------------------------------------------- SCHEDULE 13G CUSIP NO. 221011 10 9 PAGE 3 OF 6 PAGES - ------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Opella Holdings Limited - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (SEE INSTRUCTIONS)* (b) / / *Joint Filing - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION British Virgin Islands - ------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 0 OWNED BY -------------------------------------------------- EACH 6 SHARED VOTING POWER REPORTING PERSON 8,295,907 (includes 754,174 shares which may WITH be purchased upon exercise of currently exercisable warrants). -------------------------------------------------- 7 SOLE DISPOSITIVE POWER 0 -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 8,295,907 (includes 754,174 shares which may be purchased upon exercise of currently exercisable warrants). - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 8,295,907 (includes 754,174 shares which may be purchased upon exercise of currently exercisable warrants). - ------------------------------------------------------------------------------- 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES / / (SEE INSTRUCTIONS) - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 39.3% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO - ------------------------------------------------------------------------------- SCHEDULE 13G CUSIP NO. 221011 10 9 PAGE 4 OF 6 PAGES - ------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Dominic K.K. Sum - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (SEE INSTRUCTIONS)* (b) / / *Joint Filing - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION British - ------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 0 OWNED BY -------------------------------------------------- EACH 6 SHARED VOTING POWER REPORTING PERSON 8,295,907 (includes 754,174 shares which may WITH be purchased upon exercise of currently exercisable warrants). -------------------------------------------------- 7 SOLE DISPOSITIVE POWER 0 -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 8,295,907 (includes 754,174 shares which may be purchased upon exercise of currently exercisable warrants). - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 8,295,907 (includes 754,174 shares which may be purchased upon exercise of currently exercisable warrants). - ------------------------------------------------------------------------------- 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES / / (SEE INSTRUCTIONS) - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 39.3% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - ------------------------------------------------------------------------------- Answer every item. If an item is inapplicable or the answer is in the negative, so state. ITEM 1(a) NAME OF ISSUER: CorVu Corporation ITEM 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 3400 West 66th Street Edina, MN 55435 ITEM 2(a) NAME OF PERSON FILING: See Cover Pages, Item 1 ITEM 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: The address of Justin M. MacIntosh is 3400 West 66th Street, Edina, Minnesota, 55435. The address of Dominic K.K. Sum and Opella Holdings Limited is Suite 701, 7th Floor, 6-8 Pottinger Street, Central, Hong Kong. ITEM 2(c) CITIZENSHIP: See Cover Pages, Item 4 ITEM 2(d) TITLE OF CLASS OF SECURITIES: Common Stock ITEM 2(e) CUSIP NO.: See Cover Pages ITEM 3 STATEMENT FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b) OR (c): Not applicable ITEM 4 OWNERSHIP See Cover Pages, Items 5 through 11 ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Page 5 of 6 Pages ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not applicable ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not applicable ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not applicable ITEM 9 NOTICE OF DISSOLUTION OF GROUP: Not applicable ITEM 10 CERTIFICATIONS: Not applicable EXHIBITS Joint Filing Agreement, dated January 15, 2001, among the Reporting Persons (incorporated by reference to Exhibit 1 to initial Schedule 13G filed February 7, 2001. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct as of December 31, 2001. Date: January 18, 2002 /s/ J. M. MacIntosh ------------------------------------- Justin M. MacIntosh OPELLA HOLDINGS LIMITED By: /s/ Dominic K.K. Sum ---------------------------------- Its: Authorized Representative /s/ Dominic K.K. Sum ------------------------------------- Dominic K.K. Sum Page 6 of 6 Pages -----END PRIVACY-ENHANCED MESSAGE-----